
SMJ 2003 49(1): 6-9
J
Harten1, J Kinsella2
Research Fellow1, Senior Lecturer2,
University Department of Anaesthesia
Approximately
3.3 million non-day case operations, emergency and elective, are performed in
the UK each year with an overall 30-day mortality of approximately 1%1.
In selected groups of patients mortality can be significantly higher with
mortality rates up to 35 %2. An audit in Scotland confirmed that
elderly patient undergoing emergency abdominal surgery have an overall 30-day
mortality of about 30% 3. Mortality is mostly delayed (>50%
occurring after the 5th postoperative day) and frequently occurs in
the intensive care unit, commonly from multi-organ failure, following a
protracted period of illness. Relevant predictors of risk include surgical
factors such as body cavity, prolonged and emergency surgery and patient factors
such as co-morbidity and extremes of age4.
Definition
of perioperative optimisation
Perioperative
optimisation is the preventive manipulations of physiological parameters during
the perioperative period. This specific strategy aims, in addition to standard
anaesthetic and surgical care, to decrease morbidity and mortality following
surgery. The term optimisation is however misleading as many of the studies have
only attempted to effect a single change in a variable and few studies have
exposed the subjects to a number of target values which could then be compared.
Nonetheless the term optimisation has become widely used.
Studies
assessing the effectiveness of specific strategies exists in the following areas
·
Increasing tissue oxygen delivery
·
Prevention of myocardial ischaemia
·
Maintenance of normothermia
·
Maintenance of normoglycaemia
Increasing
Tissue Oxygen Delivery
Tissue
hypoperfusion
Maintaining
adequate tissue oxygenation reduces morbidity and mortality in critically ill
patients5. During the perioperative period tissue oxygenation may be
impaired as the response to surgery induces alterations to the normal
cardiorespiratory and metabolic demands. Hypoxic damage occurs if the oxygen
supply demand ratio becomes unbalanced. Tissues especially at risk are the
intestine and the kidney, because of their critical oxygen supply. Other organs
may be particularly susceptible in individuals with certain pathologies, for
example myocardial ischaemia is more likely in the presence of coronary artery
disease.
Physiological background
It is not practical in most clinical situations to directly measure tissue
perfusion. As a consequence the surrogate marker of oxygen delivery is commonly
used. Oxygen delivery can be increased by raising cardiac output or arterial
oxygen content. Oxygen content is derived from the amount of oxygen combined
with the haemoglobin molecule (Hueffner constant 0.134 g/liter) and the oxygen
dissolved in the blood (partial pressure of oxygen in kPa multiplied by 0.023).
Manipulation
of oxygen delivery
Raising the haemoglobin
level will produce an overall increase in oxygen delivery. However, this
theoretically beneficial effect will be partially offset by the impaired flow
characteristic of blood with a higher viscosity. Provided that the patient has oxygen saturation in the normal
range an increased FiO2 only raises the oxygen delivery by a small
amount through the additionally dissolved oxygen. In turn cardiac output
consists of the product of stroke volume and heart rate. The stroke volume
directly depends on contractility and, according to Starling’s law, on
ventricular filling pressure of the heart. Fluids administered as crystalloids,
colloids or blood, increase the cardiac output by raising the ventricular
preload. Pharmacological therapies with inotropes, vasodilators or drugs
combining these two properties are in use to manipulate the cardiovascular
system. Vasodilators improve tissue perfusion by reversing vasoconstriction and
increases cardiac output by reducing afterload. The effects on tissue perfusion
of these drugs may also be negative as they alter regional perfusion and may
divert away oxygen from areas of demand. In addition organ perfusion may be
lowered secondary to their blood pressure lowering properties. Inotropic drugs
raise stroke volume and cardiac output by increasing the force of cardiac muscle
contraction. Most inotropic drugs also increase myocardial oxygen consumption
and heart rate, allowing less time for myocardial perfusion during the shortened
diastole and as a consequence the risk of myocardial ischaemia is increased.
Monitoring
Traditionally pulmonary
artery catheters have been used to monitor the oxygen delivery during the
manipulation of cardiovascular parameters. Recently the use of pulmonary artery
catheters has declined as they have been shown not to improve outcome and may be
associated with increased mortality6,7. In addition, preoperative
care for several hours involving intense monitoring and frequent adjustments of
fluids and inotropes is not practical in most institutions.
Lack of ITU beds, insufficient time prior to surgery and lack of
personnel all probably contribute to this. Alternative non-invasive monitors to
measure perfusion such as oesophageal doppler, lithium dilution techniques and
gastric tonometry have been advocated.
Evidence for increasing
oxygen delivery
Improving oxygen delivery
in critically ill patients is associated with an improved outcome. Much of the
original work was carried out over 20 years ago but the evidence to support this
is still accumulating. A problem with many of the intensive care studies was
that they were relatively late interventions. By the time patients were admitted
to intensive care they often had multiple organ dysfunction and the
interventions in intensive care were instituted when tissue oxygen delivery had
been severely impaired for some time. As a result the pathophysiological changes
were often irreversible and despite aggressive therapy mortality remained high.
In contrast intervention studies that have increased oxygen delivery early
during a patient’s illness prior to the onset of multiorgan failure,
frequently during the perioperative period, have shown benefits.
Optimisation with fluids and inotropes/dilator
Several investigators have optimised high-risk surgical patients with a combination of fluids and inotropes. Their results have demonstrated a dramatic fall of mortality in the intervention group with number needed to treat (NNT) between four and eight. It is impossible to say if the effects of fluids and inotropes are synergistic or if the beneficial effect of one intervention counteracts the adverse effects of the other. The details of these trials are shown in table 1.
Table 1 Randomised
controlled trials testing the effect of perioperative optimisation on 30-day
mortality.
| Author |
Surgery |
Intervention |
Comparison |
NNT |
(95% CI) |
|
Shoemaker5
1988 |
Em/El Major |
CI>4.5 l.min-1m2 DO2>600
ml.min-1m2 VO2>170 ml.min-1m2 Fluids/Dobutamine Vasodilator |
Standard |
4 |
3 to 8 |
|
Boyd8 1993 |
Em/El Major |
DO2>600
ml.min-1m2 Fluids/Dopexamine |
Standard |
6 |
3 to 24 |
|
Wilson9 1999 |
El Major |
PAC Fluids Dopexamine/Adrenaline |
Standard |
7 |
4 to 39 |
|
Takala11 2000 |
El/Em Major |
Fluids/Dopexamine |
PAC Fluids +Placebo |
67 |
12 to inf NNH 19 to inf |
Definitions of
abbreviations
El = elective, Em =
emergency, # NOF = fractured neck of femur,
PAC = pulmonary artery catheter, NNT = number needed to treat to save one life, NNH = number needed to harm to loose one life, inf = infinity, CI = confidence interval, * 60-day mortality
Shoemaker used fluids,
inotropes and vasodilators to achieve supranormal goals of cardiac output
(>4.5 l.min-1.m2 ) oxygen delivery (>600 ml.min-1)
and oxygen consumption (>170 ml.min-1). They reported a mortality
of 33% in the control group compared with 4% in the protocol group8.
Criticisms of this paper include the randomisation procedure, blinding and case
mix differences between the two groups. Fluids and dopexamine used to increase
oxygen delivery to above 600 ml.min-1 in high-risk surgical patients
reduced mortality from 22.2% 5.7 %9. In major elective
high-risk procedures optimisation using fluids and inotropes reduced 30-day
mortality from 17% to 3%. This paper has been criticised for the high mortality
of the control group whose standard of postoperative care may have been lower on
the ward in comparison to patients in the intervention group admitted to the
intensive care unit10. In a more recent trial 412 patients undergoing
major abdominal surgery received fluids and dopexamine or placebo. Although the
subgroup of patients undergoing emergency surgery had a reduced mortality in the
intervention group, overall analysis did not demonstrate a beneficial effect11.
Optimisation
with fluids alone
Optimisation with fluids
alone demonstrated a faster recovery and reduced complication rate. There is no
evidence that this strategy in the absence of inotropes reduces mortality, as
there is no adequately powered study published.
In elective cardiac surgery
oesophageal doppler monitoring was used to guide colloid administration. The
protocol group spent a reduced mean number of days in hospital and intensive
care and had fewer complications12. Intraoperative fluid optimisation
guided by oesophageal doppler
monitoring in patients presenting for repair of fractured neck of femur reduced
the length of hospital stay by 39% 13.
Prevention
Of Myocardial Ischaemia
Cardiac events such as
myocardial infarction or cardiac death are common complications of surgery,
occurring in 1% to 5% of unselected patients undergoing non-cardiac surgery and
are associated with markedly increased mortality14. Myocardial
ischaemia occurs if myocardial oxygen demand exceeds oxygen supply.
Beta-blocking agents reduce myocardial oxygen consumption mainly by reducing
heart rate, allowing longer perfusion during diastole, and cardiac inotropy.
Evidence
Two studies have reported significant improvement in patients undergoing major non-cardiac surgery because of perioperative beta-blockade. In patients who received atenolol perioperatively a reduced mortality at two years occurred in the intervention group. Concerns about the validity of this study were raised because confounding factors such as frequency of coronary artery disease, therapy with angiotensin-converting enzyme inhibitors, and discontinuation of postoperative beta-blockade were not well matched between the groups15. In another study high-risk patients undergoing vascular surgery received bisoprolol or placebo. The frequency of cardiac death or non-fatal myocardial infarction was 34% in the control group versus 3.4% in the intervention group16.
Table 2 Randomised
controlled trials testing the effect of perioperative beta-blockade on
mortality.
|
Author |
Surgery |
Intervention |
Comparison |
Primary
endpoint |
NNT |
95%
CI |
|
Mangano15 1996 |
El Noncardiac |
Atenolol 5-10 mg 30 minutes before surgery and 50-100 mg /d oral up
to 7 days postop |
Placebo |
Mortality @ 2 years |
9 |
5 to 51 |
|
Poldermanns161999 |
El Major vascular |
Bisoprolol 5-10 mg/d oral
begun an average of 37 days preop and continued for 30 days postop. |
Placebo |
30-day cardiac death and
non-fatal MI |
4 |
3 to 6 |
Definitions of
abbreviations
El = elective, NNT = number needed treat to reduce incidence of endpoint by 1, CI = confidence interval
Although it would therefore
appear that patient at risk of myocardial ischaemia benefit from perioperative
beta-blockade a number of questions remain unanswered. Do only high-risk
patients benefit from this approach or should low risk patients also receive
beta-blockers? When should beta-blocker therapy be started and for how long
continued? The evidence for these question is less clear but it is likely that
beta-blockade should be continued beyond hospitalisation if it is tolerated
well. It is also unclear which patients should be optimised using fluids and
inotropes and which should be beta-blocked. Although these two approaches appear
contradictory they may not be always mutually exclusive. Patients with coronary
artery disease presenting for major surgery will benefit from reducing
myocardial work but their outcome may also be improved by optimising their
circulating volume and afterload.
Maintenance
Of Normothermia
Physiology
Normal body temperature is
37º C and thermoregulatory mechanisms control this temperature tightly with a
standard deviation of about 0.2º C. Perioperative hypothermia, defined as a
body core temperature < 35º C, is a serious occurrence during anaesthesia
and surgery. Anaesthesia may induce hypothermia through a number of different
mechanisms. Firstly behavioural responses, normally enabling the individual to
control their environment are abolished. Secondly cutanous vasoconstriction is
antagonised by vasodilator anaesthetics. Furthermore thermoregulatory thresholds
are displaced from normal temperature. Particularly the hypothermic threshold is
lowered by 3-4º C and thus the thermoregulatory response to heat loss is
impaired.
Evidence
The effect of perioperative
hypothermia on outcome has been studied in a number of randomised controlled
trials (table 3). Hypothermia not only induces postoperative shivering and
delays recovery from the anaesthetic17 but also increases blood loss
during hip arthroplasty leading to a seven-fold increase in transfusion rate19.
Kurz demonstrated a threefold increase in wound infection rate and prolonged
hospital stay in hypothermic patients undergoing colonic surgery20.
Cardiac event following body cavity surgery in patients with cardiac risk
factors were significantly reduced in the normothermic group21.
Table 3 Randomised
controlled trials testing the effect of perioperative hypothermia on
postoperative morbidity.
| Author |
Surgery |
Clinical
outcome |
Core
temperature |
Outcome difference |
NNT |
95% CI |
|
Lenhardt17 1997 |
Major abdominal |
Postanaesthetic recovery |
34.8ºC |
40 minutes longer until
fit for discharge from recovery |
NA |
|
|
Kurz18 1995 |
Major vascular |
Shivering/thermal comfort |
34.4ºC |
40 points on 100 comfort
scale |
4 |
3 to 6 |
|
Schmidt19 1996 |
Hip arthroplasty |
Blood loss |
35ºC |
29% increase in blood
loss |
NA |
|
|
|
|
Blood transfusion |
|
Seven fold increase |
5 |
3 to 29 |
|
Kurz20 1996 |
Colonic resection |
Wound infection |
34.7ºC |
Three fold increase |
8 |
5 to 26 |
|
Frank21 1997 |
Major surgery with
cardiac risk factors |
Morbid cardiac events |
35.4ºC |
78% reduction |
21 |
11 to 153 |
Definitions of
abbreviations
NNT = number needed treat to reduce incidence of endpoint by 1, CI = confidence interval
Control
Of Blood Glucose
Hyperglycemia associated
with insulin resistance is common in critically ill patients, even those who
have not previously had diabetes. It has been reported that pronounced
hyperglycemia may lead to complications in such patients22. The
mortality of patients following major surgery was significantly reduced (NNT 29,
95% CI 18 to 95) if the blood glucose was tightly controlled
(4.4 mmol/l – 6.1 mmol/l) compared to conventional insulin therapy
(10-11.1 mmol/l)23. This study mainly included cardiac surgical
patients but the result can probably be applied to other high-risk surgical
patients susceptible to develop sepsis and multiorgan failure. It would
therefore appear prudent to control perioperative glycaemia more tightly than
currently practised.
Conclusion
Well-conducted
anaesthetic and surgical care, including the maintenance of normothermia, will
improve patient’ outcome following major surgery. In addition a small group of
high-risk surgical patients benefits from specific optimisation strategies
during the perioperative period. The practical conduct of these interventions
requires significant investment of time and resources. In face of increasing
evidence that outcome can be improved these interventions should be widely
employed.
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